Family Member Broker - Managing Mother's Investment
Family Member Broker - Managing Mother's Investment
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Katherine · External communityPost link
External question — Personal Finance Stack Exchange
Author: Katherine
Original post: https://money.stackexchange.com/questions/150305
License: CC BY-SA 4.0 — https://creativecommons.org/licenses/by-sa/4.0/
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My niece works for a securities firm as registered broker, (not CFP) - her mother, my sister, inherited a large sum of money and will be investing 100% of her funds with her daughters business. Is this a conflict of interest?
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